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Biometrics

Management Summaries

Reference Documentation

 
 
Biometric Glossary and Abbreviations - MS01

The following glossary includes general terms used in the field of biometric authentication, and technical terms, abbreviations and acronyms used in the BWG Management Summaries. Readers should note that the definitions here have been derived from a number of sources. They are provided as guidance for use in association with the Management Summaries and do not constitute a definitive standard. An International Organisation for Standards (ISO) Biometrics Terminology is in preparation. When finalised, the glossary here will be updated to conform to the ISO standard.

  Attempt   The submission of a biometric sample to a biometric system for identification or verification. A biometric system may allow more than one attempt to identify or verify.


  Behavioural biometric   A biometric which is characterised by a behavioural trait that is learned and acquired over time, e.g. a signature. See also physiological biometric.


  BEM   Biometric Evaluation Methodology


  BEM WG   BEM Working Group


  BioAPI   Biometrics Application Programming Interface standard.


  Biometric   A measurable physical characteristic or personal behavioural trait used to recognise the identity of an enrolee or verify a claimed identity.


  Biometric application   The use to which a biometric system is put.


  Biometric data   Extracted information taken from a biometric sample and used either to build a reference template on enrolment, or to compare against a previously created reference template.


  Biometric feature   A representation from a biometric sample extracted by the extraction system.


  Biometric sample   A biometric measure presented by the user and captured by the data collection system.


  Biometric system   An automated system capable of capturing a biometric sample from an end user, extracting biometric data from the sample, comparing the data with one or more reference templates, deciding on how well they match, and indicating whether or not an identification or verification of identity has been achieved.

Note that in CC evaluation terms, a biometric system may be a product or may be (part of) a system for evaluation.


  Biometric template   See template.


  Capture   The process of taking a biometric sample via a sensor from a user.


  CBEFF   Common Biometric Exchange File Format standard


  CEM   Common Criteria Evaluation Methodology [CEM]


  Common Criteria   An international scheme for the security evaluation and certification of IT systems.


  Comparison   The process of comparing biometric data with a previously stored reference template (or templates).


  EAL   Evaluation Assurance Level


  Enrolee   A user with a stored biometric reference template on file.


  Enrolment   The process of collecting biometric sample(s) from a person, and the subsequent preparation and storage of reference template(s) and associated data representing that person's identity.


  Failure to acquire rate (FTA)   The failure to acquire rate is the proportion of attempts for which a biometric system is unable to capture an image of sufficient quality. When a biometric system allows multiple attempts, FTA measures failure to capture over these multiple attempts.


  Failure to enrol rate (FTE)   The failure to enrol rate is the proportion of the user population for whom the biometric system is unable to generate reference templates of sufficient quality. It is the equivalent of FTA for the enrolment process, and depends on the procedures used in enrolment (which may differ from the procedures for later identification). It includes those who, for physical or behavioural reasons, are unable to present the required biometric feature.


  False Acceptance   An incorrect identification of an individual, or an incorrect verification of an impostor.


  False Accept Rate (FAR)   The probability that a biometric system will incorrectly identify an individual, or will fail to reject an impostor. For a positive (verification) system, it can be estimated from:

(the number of false acceptances) ÷ (the number of impostor verification attempts).


  False Match Rate (FMR)   The rate for incorrect positive matches by the matching algorithm for single template

comparison attempts. For a biometric system that uses just one attempt to decide acceptance, FMR is the same as FAR. When multiple attempts are combined in some manner to decide acceptance, FARis more meaningful at the system level than FMR.


  False Non-Match Rate (FNMR)   The rate for incorrect negative matches by the matching algorithm for single template comparison attempts. For a biometric system that uses just one attempt to decide acceptance, FNMR is the same as FRR. When multiple attempts are combined in some manner to decide acceptance, FRR is more meaningful at the system level than FNMR.


  False Rejection   A failure to identify or verify a genuine enrolee.


  False Reject Rate (FRR)   The probability that a biometric system will fail to identify a genuine enrolee. For a positive (verification) system, it can be estimated from:

(the number of false rejects) ÷ (the number of enrolee verification attempts).


  Identification   The process of using a submitted biometric sample for comparison against the set of enrolled templates to match a user to an enrolee. (Normally used only in one-to-many systems)


  Identification system   Identification systems, where the user makes no explicit claim to identity, may be compared to verification systems. Without a claimed identity, the biometric system does a one-to-many process of comparison against all enrolees in its database.


  Impostor   A person making a false claim about identity to the biometric system.


  Live processing   Direct enrolment/ identification of potential users via the normal biometric capture process. Compare off-line processing.


  Matching score   A measure of similarity or dissimilarity between the biometric data and a stored template, used in the comparison process.


  Multimodal biometric   A biometric device which uses information from different biometrics - e.g. fingerprint and hand shape; or fingerprints from two separate fingers. All statistical analysis of multimodal systems should consider how the modes are combined in the comparison process.


  Negative claim   A claim by a user not to be enrolled in the biometric system. This may be needed to establish that double claims are not being made.


  NIST   National Institute of Standards and Technology


  Off-line processing   Use of temporarily stored data fed into the comparison process - to simulate live processing for test purposes.


  One-to-many matching   See identification system.


  One-to-one matching   See verification system.


  On-line processing   See live processing.


  Operational testing   Testing a biometric system to measure its statistical properties (e.g. FAR and FRR) in a specified operational environment, with a specific target population.


  Physical/ Physiological biometric   A biometric which is characterised by a physical characteristic. See also behavioural biometric.


  Positive claim   A claim by a user to be enrolled in the biometric system. An explicit claim is often accompanied by a user identification, and may also be associated with a password or PIN.


  PP   Protection Profile. A form of generic Security Target defined in the Common Criteria.


  Receiver Operating Characteristics (ROC)   A method of showing the performance of the biometric system over a range of decision criteria - usually shown as a graph that relates FAR to FRR as the decision threshold varies.


  ROC   Receiver Operating Characteristics


  Scenario testing   Testing a biometric system to measure its statistical properties (e.g. FAR and FRR) in an environment modelled to simulate a particular application.


  Security Target   A set of security requirements and specifications to be used as the basis for the evaluation of a TOE.


  Sensor   The physical hardware device used for biometric capture


  Sensor ageing   The gradual degradation in performance of a sensor over time.


  SOF   Strength of Function


  ST   Security Target.


  Technology testing   Testing one or more biometric systems to measure statistical properties (e.g. FAR and FRR) to compare various algorithms and technologies - usually achieved by off-line processing.


  Template   A user's stored reference measure based on biometric feature(s) extracted from biometric sample(s).


 

Template ageing

  The gradual change of a user's biometric feature(s) which requires periodic updating of the user's reference template.


  Threat   An intentional or unintentional potential event that could compromise the security integrity of the system.


  Threshold   A parametric value used to convert a matching score to a decision. A threshold change will usually change both FAR and FRR - as FAR decreases, FRR increases.


  UKBWG   UK Biometric Working Group


  User   A person who requires access to the portal which is protected by a biometric system.


  Verification   The process of using a submitted biometric sample for comparison against a template to match a user to a known enrolee. (Normally used only in one-to-one systems, where the user may also have to specify a user name and/or password or PIN)


  Verification system   Verification systems, where the user explicitly claims an identity, may be compared to identification systems.


  Vulnerability   The potential for the function of a biometric system to be compromised by e.g. intention (fraudulent activity); design flaw (including usage error); accident; hardware failure; or external environmental condition.


  Weak Template   A template created from a noisy, poor quality, highly varying or null image, which typically has a higher FAR than other templates.

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