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Common Criteria & ITSEC

Summary policy of CESG Certification Body regarding requests for above CC EAL2:
CESG has been working with the international Common Criteria Development Board (CCDB) to address concerns regarding the efficiency and effectiveness of the Common Criteria (CC) process.

The CCDB has recently agreed to use 'technical communities' (consisting of end-users, consumers, developers, evaluators and Certification Bodies) to develop Protection Profiles (PPs) and supporting documents, for each significant area of technology. The long-established technical community for 'smartcards' has shown how such an approach can be used to manage, in a consistent way, any essential subjectivity in the evaluation process.

CESG supports the formation of these technical communities and is providing inputs to each of them. The input of vulnerability, mitigation and assessment evidence is particularly important in this regard, and CESG is working to have this aligned with the 'security characteristics' being used in the Commercial Product Assurance (CPA) process at the 'Foundation' grade.

Until outputs from these technical communities are available and have been adopted, requests for certifications (whether for new evaluations or re-evaluations), other than those for 'smartcards and similar devices', will now only be considered by the CESG Certification Body (CB) at EAL1 or EAL2. However the CB will continue to consider requests for assurance maintenance involving 'minor' changes, at the original EAL, for a period of 2 (two) years from the original certification date.

Further details may be provided in due course, as appropriate.

Common Criteria
CC (Common Criteria) is an ISO standard (ISO15408) and is widely recognised.
For further details of the CC Scheme and associated evaluation methodology, together with the supporting Assurance Continuity process,
see the web-site www.commoncriteriaportal.org/.

UK Information Technology Security Evaluation and Certification Scheme
Under the UK Information Technology Security Evaluation and Certification Scheme, managed by CESG, the security features of IT systems and products are tested independently of suppliers to identify logical vulnerabilities. This type of testing is known as security evaluation and it is carried out by CommerciaL Evaluation Facilities (CLEFs) against standardised criteria to a formalised methodology. The criteria lay down a number of degrees of rigour known as Assurance Levels. Certificates are issued by the Scheme Certification Body for products meeting the requirements for a claimed level of assurance. United Kingdom certificates are recognised in many countries of the world.

Key features of the certification process are:
  • Primary emphasis on the technical aspects of the product being certified
  • Timely Certification Body contributions, giving clear approvals at defined checkpoints in the evaluation cycle
  • Focussed assessment of evaluation scope ahead of Security Target review, offering the customer a better risk management service
  • Certification Report drafted by CLEF, promoting faster confirmation of certification on completion of its evaluation work
  • Overall customer costs are expected to be no greater than those associated with the previous certification process
  • Demonstration of CC and ITSEC assurance levels (and PP conformance)
  • Mutually recognised certification
Further details of the contributions required from both the customer and CLEF are given in relevant publications, including UKSP01, UKSP03 and UKSP02 Part II, to be found under Formal Documentation.

Mutual Recognition
The CCRA (Common Criteria Recognition Arrangement (pdf)) provides for recognition of CC Certificates up to EAL4 issued by Australia and New Zealand, Canada, France, Germany, The Netherlands, UK and USA by each of these countries. New countries are added to the list as the CC community expands, and an up-to-date list can be found at the CC Web-site at www.commoncriteriaportal.org/. Within Europe, recognition of CC certificates up to EAL7 (for IT products related to certain technical domains only) has additionally been agreed under the SOGIS arrangement (pdf) by Finland, France, Germany, the Netherlands, Norway, Spain, Sweden and the UK.

Mutual recognition of ITSEC (Information Technology Security Evaluation Criteria) certificates has also been agreed under the SOGIS arrangement (pdf). As the ITSEC assurance approach is obsolescent, any continued use of ITSEC should be discussed with the Certification Body via the CESG Enquiries.
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